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ROC Compliance
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ROC (Registrar of Companies) compliance is mandatory for all companies registered under the Companies Act, 2013. We ensure your company meets all MCA requirements on time.

Annual Filings

ROC Compliance Calendar

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AOC-4

Financial statements filing with the Registrar of Companies

Due: Within 30 days of AGM
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MGT-7

Annual return filing containing company details and shareholding

Due: Within 60 days of AGM
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DIR-3 KYC

Director KYC verification for all active directors

Due: 30th September annually
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ADT-1

Auditor appointment notification to MCA

Due: Within 15 days of AGM
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DPT-3

Return of deposits or transactions not considered as deposits

Due: 30th June annually
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MGT-14

Filing of board and special resolutions with ROC

Due: Within 30 days
Why It Matters

Consequences of Non-Compliance

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Heavy Penalties

Late filing attracts penalties ranging from ₹100 to ₹5 lakh per form

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Director Disqualification

Non-compliant directors can be disqualified under Section 164

Company Strike-Off

ROC can initiate strike-off proceedings for inactive companies

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Prosecution

Serious defaults can lead to criminal prosecution of directors

What We Cover

Our ROC Services

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Annual Compliance

  • Filing of annual returns (MGT-7/MGT-7A)
  • Financial statement filing (AOC-4)
  • Director KYC (DIR-3 KYC)
  • Auditor appointment (ADT-1)
  • Conducting AGM and maintaining minutes
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Event-Based Compliance

  • Change in directors or KMP
  • Increase in authorised share capital
  • Change in registered office address
  • Allotment of shares (PAS-3)
  • Charge creation and modification

Stay Compliant with ROC Requirements

Avoid penalties and prosecution — let our experts handle all your ROC filings

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